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Frank J. Soriano
Municipal Investment Banker,
Senior Managing Director

Before joining the newly formed Caldwell Sutter Capital, Inc. in July, 2017, Frank co-founded Sutter Securities Inc. in San Francisco, serving as president since its inception in 1992. Prior to 1992, he was a Senior Vice President in San Francisco for the nationwide securities firm of PaineWebber Incorporated. He first joined PaineWebber and predecessor firms (Blyth & Co., Inc., Blyth Eastman Dillon and Blyth Eastman PaineWebber) in 1964. Frank rose to become the firm’s top public finance revenue producer in 1984.

Frank has completed over $21.0 billion financings for public entities in California, Nevada, Alaska, Oregon and Alabama. Additionally, he served as an investment advisor to the State of Alaska for its initial $1 billion portfolio of North Slope Oil funds.

Frank was the former president of the Municipal Forum of San Francisco and a former member of the Municipal Bond Club of San Francisco and the San Francisco Bond Club. He has been a long-time member of the Association of California Water Agencies, the California Municipal Utilities Association, the American Public Power Association and the Urban Land Institute. Frank received his BS and MBA from Santa Clara University.

 

LICENSES

  • Municipal Principal

  • Municipal Representative

  • Municipal Advisor

  • General Securities Principal

  • General Securities Representative

  • Investment Banking


Phone  | (415) 352-6349

Email   |  frank.soriano@cald.com